The level of execution is an indicator that shows the extent to which you follow the designed policies, procedures and controls, including the ones defined in your AML/CTF Program. Where the technical compliance component focuses on the existence of these policies, procedures and controls, the level of execution review dives deeper into the way the internal AML/CTF framework has been implemented. To ensure clear and comparable decisions, the Reviewer summarises the conclusion in the form of a rating. For each section, there are four possible ratings for execution, based on the extent to which the outcomes and characteristics are addressed: high level of execution; substantial level of execution; moderate level of execution; and low level of execution as presented in the table below:
